Cutting-Edge Operational and Technology Support
Why SagePoint Financial
Managing an Efficient Practice
Being in your corner means helping you run your business effectively and efficiently , so you can focus your energies on serving your existing clients. We strive to create an outstanding financial professional experience through:
Pro-Business Compliance and Supervision
Unique Succession and Business Continuity
Operational and Technology Support
Your most valuable asset is time. That’s why our cutting-edge operational and technology support is all about increasing efficiency.
Office Automation
suite of products offers financial professionals the opportunity to create a true "paperless office." As with our other technologies, financial professionals are free to choose the tools that best fit their business.
Advisor Portal
our single sign on site for all home office interactions, includes our Ops Portal that boasts a modern user interface and cutting-edge search functionality.
Salesforce.com
is our CRM system Integrated in Advisor Portal that allows you to track leads, record interactions, manage activities, and maintain notes, all in one place.
Client Central
is our streamlined account opening system. The system is easy to use, with intuitive navigation that allows you to find the client information you need quickly.
Advisor Support
is our call center dedicated to providing information and assistance to our financial professionals with all their back-office needs. We have Advisor Support representatives in all four of our home office locations to ensure coverage.
Advisor Facing Technology Consultants
are available to discuss all the technology solutions we make available to our financial professionals to enhance their business efficiency.
Pro-Business Compliance and Supervision
Compliance, Supervision, and Legal work in a pro-business culture to interpret regulations, develop policy and mitigate risk.
Compliance
is there to help lessen your regulatory load and ensure you remain up-to-date on important issues by conducting branch exams, anti-money laundering surveillance, advertising review, and much more.
Field Supervision
is focused on your supervisory needs and helping you navigate through regulatory and firm policies, allowing you to run of a proficient business and compliant office.
RegEd
is a web-based system used to complete compliance questionnaires and certifications. It is also a supervisory tool, enabling front-line supervisors to view the submissions of those they supervise.
Continuing Education
including CFP, CLU/ChFC, CIMA and (in most states) insurance credits, can be attained at many of our meetings, where Strategic Partners provide access to a wide variety of CE eligible courses
Unique Succession and Business Continuity
When it’s time to monetize your business – will you be ready? What if the unexpected happens – will you be ready? We are here to help with our proprietary platform.
MySuccessionPlan.com
powered by Advisor Group, offers a robust platform for business valuation, business building, buying, selling, matching, continuity, and transition.
In-House Consultants
serve as your point person through the succession process. Our team boasts more than 50 years of combined experience and hundreds of successful transitions.
Ready for an Extraordinary Partnership?
If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.