On this page you will find important information that you may wish to consider when making investments with your SagePoint Financial Advisor.

Check back periodically for additional disclosures and updated information.

Indirect Compensation


VISION2020 Wealth Management ® Platform Privacy Policy

Anti-Money Laundering Disclosure

Business Continuity Plan

Order Routing Information Rule 606

FDIC Insured Deposit Program (Pershing IRAs & non IRA Accounts)

STC Insured Deposit Program

SagePoint Privacy Policy

Social Media

Investors’ Bill of Rights and Responsibilities

Code of Ethics

Client Fee Disclosure – Pershing Clearing

Client Fee Disclosure – NFS Clearing

Feel Free to Express Yourself

Making a move is a big change. By providing us with a little information about you and your background, we can propose solutions customized for your situation. Please complete and submit the form below and we will be in touch very soon.

Additional information to help us better assist you: