Disclosures

On this page you will find important information that you may wish to consider when making investments with your SagePoint Financial Advisor.

Check back periodically for additional disclosures and updated information.

Indirect Compensation

ERISA

VISION2020 Wealth Management® Platform Privacy Policy

Anti-Money Laundering Disclosure

Business Continuity Plan

Order Routing Information Rule 606

Cash Sweep Program (Pershing)

Cash Sweep Program (NFS)

Privacy Notice (GLBA)

Investors' Bill of Rights and Responsibilities

Code of Ethics

Client Fee Disclosure – Pershing Clearing

Client Fee Disclosure – NFS Clearing

Strategic Partners

eQuipt Online Privacy Notice