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VISION2020 Advisor Portal

Our VISION2020 Advisor Portal integrates all of our online resources into one cohesive environment. This dynamic resource aggregates the information and tools you, as a financial professional, need to provide the highest levels of service to your clients, and maximize your operational efficiency. The Advisor Portal's powerful features include:

• A personalized dashboard providing "one click" access to your frequently-used resources
• A suite integrating all client and account management tools in one location
• A broad palette of information and tools for daily office management needs
• A robust product suite packaging everything you need to identify and sell the most suitable products and services to your clients
• An advisory services area focused on the many fee-based resources our platform offers
• A collection of programs and services dedicated to business development
• Access to online self-service tools ensuring our home office is accountable to your needs...and much more

The VISION2020 Advisor Portal consolidates our resources into a convenient online experience, adapts to your work style and allows you to leverage your strengths to focus on your clients, and build your business.

Advisor Office Automation Suite 

How would you like to spend more time with your best clients and top prospects? While we can’t create more hours in the day, we can help you take back some of the time you currently spend on activities that don’t build your business. This powerful resource will deliver a new level of efficiency to your account management activities, and includes:

Electronic Forms Library – Pre-fill forms with LaserApp

The electronic forms library, featuring more than 20,000 forms, is being provided by Laser App. Since this library is integrated into our backend systems, you can populate documents with client information from a common source, eliminating much duplication. This service is integrated into your Advisor Portal and is available for FREE. You can also choose to maintain an existing desktop software subscription you already have with Laser App and enjoy our negotiated 40% discount on your current subscription rate.

E-signature capability – Get the signature

One of the most exciting parts of our Automation Suite is E-Signature capability, which allows you to capture and apply client signatures to electronic forms.

Electronic Document Management and Storage – File and manage completed forms

You’ve populated the client forms using the Electronic Forms Library, held your meeting, and captured and applied the signatures using a signature pad. You can now store, manage, and view these completed documents in your “electronic filing cabinet”. Broker-dealer related files, which will likely represent a majority of your document storage, will not incur any charges.

Client Central: Your Solution for Account Management

• Single sign-on access to client accounts 24/7
• Multiple tools for fee- and commission-based business
• Manage accounts in a paperless environment using e-forms, online document storage and signature capability
• Real-time account opening feature
• Client-level agreements and creation of multiple accounts with ONE signature
• Compliance tools integrated into account management workflow

A Suite of Advisory Models

• Advisor serves as portfolio manager
• Several multi-manager portfolio options
• Third-party platform offering 100 strategies overseen by 50 third-party money managers (assets backed by Prudential and held in custody at Pershing, LLC)
• Third-party money manager programs offered through our partnerships with the industry’s leading firms

MyNotifications Email Alert System 

The MyNotifications system gives our advisors the option to sign up for proactive email alerts on a variety of topics. From account activities such as outgoing ACAT notifications to home office communications, you can choose the information you want to be alerted to, and can sign up other members of your office to receive them as well.

ServiceNet Online Service Request System 

ServiceNet is an online system that accepts and tracks all advisor inquiries including processing requests. Whether submitted online, via fax or over the phone, you can track the status of your requests through a convenient custom view displaying progress on all of your tickets.

Customizable Reporting

Our OneView customized reporting system uses Albridge Solutions technology to provide you with vital business information.

• Online consolidated portfolio and performance reporting solution
• On-demand commission and performance reports
• Account data aggregation from clearing, fund firms AND outside assets including bank accounts and credit cards
• Export client and transaction data for clearing and direct business
• Automatically reconcile client accounts
• Online statements and confirmation delivery

NetX360 Brokerage Account Platform 

• Pershing’s leading-edge brokerage account management system
• Comprehensive suite of technology tools and information
• Powerful trading engine
• Intra-day account information
• Full range of quote/market research services
• Account summaries integrated into main Client Central system

Streamlined Compliance Tools

Transaction Review

• Online review and approval of client transactions
• Interfaces with account management system to produce comprehensive blotters
• Electronic download of all brokerage/non-brokerage business
• No need to physically match and initial order tickets and confirmations
• Electronic retention of trade tickets, confirmations, clearing statements and transaction logs
• Auto-population of all compliance transaction reports

Transaction Review Supervision

• Web-based application to review brokerage/non-brokerage trades in a paperless environment
• Enables supervision of all trades processed through Transaction Review
• Filters transactions through compliance rules
• Codes transactions with flags to indicate suitability (or non-suitability) for the client
• Allows transaction communications to be viewed by a branch manager, advisor, regional manager and compliance